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Professional Liability Resources - Investment Advisors, Financial Professionals
Insurance is important to protect you after a claim is made. However, the most important aspects of Risk Management entail avoiding claims.
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Investment Advisor, Financial Professional Resources
The most current events relevant to the Accounting industry, and NAPLIA's recent Press Releases
Topical and informative articles relevant to the risk management of your accounting practice.
Download NAPLIA's Industry Leading White Papers to assist with the management & protection of your firm.
Marcia Wagner, ERISA Attorney provides legal insight on pressing ERISA bond and related issues.
NAPLIA Investment Advisor Alerts
NAPLIA on Twitter
Social Media in the Workplace
ERISA 3(16): A Legal Perspective
Watch the Small Print: Who Does Your Fidelity Bond Cover?
Investment Advisor ERISA Bonds Overview
How to use your Insurance as a Marketing Tool
Steps Investment Professionals can take to Avoid Claims
ERISA Section 412 Bonding Requirements
ERISA 3(16) Fiduciary - Insurance & Bonding Essentials
Investment Advisors Guide to Errors & Omissions Insurance
The Rising Need for ERISA Fiduciary Liability Protection for TPAs
Using your E&O Insurance to Market your Firm
(3)38 Fiduciary Status - Managing your Liability
Bonding Requirements Under ERISA Section 412
Advisors Ability to purchase Fiduciary Insurance on behalf of Plan Sponsor
State Security Breach Laws