Professional Liability Resources - Investment Advisors, Financial Professionals

NAPLIA philosophy

Our Philosophy

Insurance is important to protect you after a claim is made.  However, the most important aspects of Risk Management entail avoiding claims.
NAPLIA risk management emails

Email Alerts

Sign up for our Risk Management emails and don't miss out on the most recent Risk Management Resources including White Papers and articles.
NAPLIA social media

Social Media

Follow our Investment Advisor Alerts on LinkedIn and Twitter for weekly updates relevant to the accounting industry and your practice.  And, follow us on Google +

Investment Advisor, Financial Professional Resources

The most current events relevant to the Accounting industry, and NAPLIA's recent Press Releases
Topical and informative articles relevant to the risk management of your accounting practice.
Download NAPLIA's Industry Leading White Papers to assist with the management & protection of your firm.
RIA legal opinions

Legal Opinions

 Marcia Wagner, ERISA Attorney provides legal insight on pressing ERISA bond and related issues.